BREAK FREE FROM THE
REGULATORY CROSSHAIRS

DATA ANOMALY DETECTION
& PREDICTIVE ANALYTICS

AI models predict new trade booking patterns, anomalies in eligibility rules, and break reasons with high accuracy helping reduce reporting errors and omissions

  • Highlights any data anomalies related to new entities, products, counterparties, trade types,
  • Identifies gaps in reporting eligibility requirements

intelligent process
automation

Automates the regulatory reporting process via smart workflows

  • Validates reporting eligibility by cross referencing pre- and post-transaction rules with details from front office and other internal or external systems
  • Enhances auditability by automating data flow monitoring across systems including trade processing, reference data, and compliance monitoring systems
  • Accelerates tasks with instantaneous email alerts, notifications, and system-to-system communication via APIs
//devezops.wpengine.com/wp-content/uploads/2019/06/pws-img-2.svg

RECONCILIATIONS

Independently sources transaction details for all products to reconcile

  • Supports reconciliation across all asset classes
  • Enables reconciliations between
    Front office and Swap Data Repository / APA for real-time reporting

    Front office and Trade Repository / Swap Data Repository / ARM for transaction and position reporting

    Front office and National Competent Authority
  • Maintains reconciliation records for audit and compliance including a copy of source data for reference used for reconciliation

REPORTING

Enables independent validation

  • Independently validates reporting requirements for MiFID II, Dodd-Frank, EMIR, SFTR and similar global regulations
  • Real-time pre-submission trade and account updates, gives ensure users the most current and relevant data
//devezops.wpengine.com/wp-content/uploads/2019/06/pws-img-4.svg

EZOPS’ AI-ENABLED REGULATORY REPORTING SOFTWAREMEETS THE REPORTING REQUIREMENTS FOR

and other similar initiatives across other regions – Canada, Hong Kong, Australia, Singapore, Japan and Switzerland

CLIENTS’ BOTTOM-LINE RESULTS
ONLY MONTHS AFTER GOING LIVE

TECHNICAL HIGHLIGHTS

Send and receive automated messages, alerts and notifications via APIs and files

Compatible with multiple data sources and formats

Facilitates single sign-on across the enterprise

Micro services architecture

Smart ETL/data mapping and ingestion for rapid integration

Deployable on prem or cloud

Ready to use AI to streamline your organization?REQUEST A DEMO